Support the Sales & Marketing Team in implementation of Wave Money’s Compliance Framework in the business and educate to Agents/POS, and Fraud Case chase within the various channel.
Key Result Areas
- Assist in the process of management of Compliance Team in SMT related to adherence of laws and regulations to which partner, Agents, POS
- Identify, document, assess and measure compliance risks associated with the Company’s business activities including development of new products and business practices
- Assist with the development of compliance plans and reviews the status of compliance and Call Center
- Implementation and review of specific policies and procedures
Key Responsibilities and Accountabilities
- Monitoring, Testing and Reporting all Channel
- Monitor and test compliance to regulations and internal policies by performing sufficient and representative compliance testing. Compliance should report on a regular basis to Head of Sale and Marketing Compliance in compliance matters
- Develop Monitoring Program for Agent Compliance to Agent Agreement and AML Regulations. * For International Remittance
- Weekly Compliance Reporting to Head of Sale and Marketing Compliance
- Compliance Monitoring and Testing Program. Daily Agent Data Provide by Data Analysis team in 10AM every morning.
- Produce analytics, reporting and insight used to manage compliance and testing of compliance and if need system enhancement for data
- Review current documentation of work process and reporting
- Focus on every channel
Key Performance and Success Indicators
- Monitor compliance of Agents to KYC procedures – ongoing
- Completion and implementation of Compliance and Testing Program
- 95% involvement in discussions on new projects, new products and enhancements in SMT
Experience, Functional Skills and Knowledge Areas
Experience and knowledge area:
- Previous experience in compliance, internal control, risk management, or audit.
- Relevant experience in a Financial Institution or Mobile Operator and/or a holder of appropriate qualifications will be an advantage.
Functional skills as outlined below:
- Keen learner
- Myanmar language skills plus strong writing and oral skills in English
- Good working knowledge of Microsoft package and presentation skills
- Strong communication skills with the ability to explain findings and proposed solutions.